Research Proposal Sample Griffith University
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Standard Operating Procedure
Registry ID: TR-RESEARCH
SPONSORED RESEARCH AND ACADEMIC COLLABORATION AGREEMENT
Document ID: SRCA-GRIFFITH-202X-089
Effective Date: [Effective Date]
Version: 4.2
Governing Jurisdiction: Queensland, Australia / Federal Laws of Australia
1. STATUTORY & LEGAL COMPLIANCE NOTICE
CRITICAL LEGAL NOTICE: This document constitutes a binding institutional-grade contract governing sponsored academic research, intellectual property allocation, and commercialization rights. It is drafted in accordance with the legal framework of Queensland and the Commonwealth of Australia. Modifications to jurisdictional clauses, funding amounts, or intellectual property terms may alter the enforceability of this instrument. Parties are advised to secure independent legal counsel prior to execution.
2. PARTIES & RECITALS
This Sponsored Research and Academic Collaboration Agreement (the "Agreement") is entered into and made effective as of [Effective Date] (the "Effective Date"), by and between:
1. GRIFFITH UNIVERSITY, a body corporate established pursuant to the Griffith University Act 1994 (Qld), having its principal administrative offices at 170 Kessels Road, Nathan, Queensland 4111, Australia (hereinafter referred to as the "University"), and
2. [Client Full Legal Name], a [State/Country of Incorporation] [Corporation/Entity Type], having its principal place of business at [Principal Address] (hereinafter referred to as the "Sponsor").
RECITALS
WHEREAS, the University possesses world-class research infrastructure, academic expertise, and personnel capable of conducting advanced scholarly and applied scientific research;
WHEREAS, the Sponsor desires to engage the University to perform the specific research project described herein, and the University has agreed to undertake such research in furtherance of its educational and charitable mission; and
WHEREAS, the parties intend to collaborate under mutually agreed terms regarding the funding of the research, the conduct of the project, and the ownership and commercial exploitation of any resulting Intellectual Property;
NOW, THEREFORE, in consideration of the mutual covenants, promises, and conditions contained herein, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties agree as follows:
3. EXHAUSTIVE OPERATIVE CLAUSES & LEGAL TERMS
SECTION 1: DEFINITIONS AND INTERPRETATION
1.1 Definitions. For purposes of this Agreement, the following terms shall have the meanings ascribed below:
- (a) "Background IP" means any Intellectual Property owned, controlled, or developed by a party prior to the Effective Date or independently of this Agreement, which is utilized in the performance of the Project.
- (b) "Confidential Information" means all non-public, proprietary, or confidential information disclosed by one party (the "Disclosing Party") to the other party (the "Receiving Party"), whether orally or in writing, that is designated as confidential or that reasonably should be understood to be confidential given the nature of the information and the circumstances of disclosure.
- (c) "Project" means the academic and scientific research project described in Schedule A (Scope of Services) attached hereto and incorporated herein by this reference.
- (d) "Project IP" means any and all Intellectual Property conceived, first reduced to practice, generated, or authored jointly or independently by personnel of either party in the direct performance of the Project.
SECTION 2: SCOPE OF SERVICES & PROJECT EXECUTION
2.1 Engagement. The Sponsor hereby engages the University, and the University accepts such engagement, to perform the Project under the direct supervision of the designated Principal Investigator identified in Schedule A. 2.2 Academic Freedom and Publication. The University is an educational and research institution. Nothing in this Agreement shall restrict the University's fundamental academic right to publish, teach, and disseminate research findings. The Sponsor acknowledges that the results of the Project must be publishable to maintain the integrity of the University's academic standards. Prior to submitting any Project-related manuscript for publication, the University shall provide a copy to the Sponsor for a period not to exceed sixty (60) days to review for the inadvertent disclosure of Sponsor's Confidential Information or to allow the Sponsor to timely file patent applications for patentable Project IP. 2.3 Efforts Basis. The University shall use its reasonable commercial and academic endeavors to perform the Project in accordance with professional research standards. The University explicitly makes no warranty, express or implied, as to the commercial success, patentability, or specific commercial outcomes of the Project.
SECTION 3: COMPENSATION & PAYMENT TERMS
3.1 Research Funding. In consideration for the performance of the Project and the granting of rights under this Agreement, the Sponsor shall pay to the University the total sum of [Amount in USD] (the "Project Funding") in accordance with the milestone payment schedule set forth in Schedule B.
3.2 Invoicing. The University shall issue formal tax invoices to the Sponsor for each milestone payment or installment as specified in Schedule B.
3.3 Payment Terms. All payments due under this Agreement shall be remitted by the Sponsor in United States Dollars (USD) via wire transfer to the designated bank account of the University within thirty (30) days of receipt of a valid invoice.
3.4 Late Payment Interest. Any undisputed amounts not paid when due shall accrue interest at the rate of one and one-half percent (1.5%) per month, or the maximum rate permitted by applicable law, whichever is lower, calculated from the date due until paid in full.
3.5 Taxes. All sums payable under this Agreement are exclusive of any applicable goods and services tax (GST), value-added tax (VAT), or similar transactional taxes, which shall be the sole responsibility of the Sponsor.
SECTION 4: TERM & TERMINATION
4.1 Term. This Agreement shall commence on the Effective Date and shall continue until the completion of the Project or until [End Date], unless terminated earlier in accordance with the provisions of this Section 4 (the "Term").
4.2 Termination for Convenience. The Sponsor may terminate this Agreement at any time, with or without cause, upon providing sixty (60) days prior written notice to the University. Upon such termination, the Sponsor shall pay the University for all non-cancellable commitments, non-recoverable expenses incurred, and a pro-rata portion of the Project fees for services rendered up to the effective date of termination.
4.3 Termination for Material Breach. Either party may terminate this Agreement immediately upon written notice if the other party materially breaches any provision of this Agreement and fails to cure such material breach within thirty (30) days following receipt of written notice detailing the breach.
4.4 Survival. The provisions of Sections 5, 6, 7, 8, and 9 shall survive the expiration or termination of this Agreement for any reason.
SECTION 5: INTELLECTUAL PROPERTY OWNERSHIP
5.1 Background IP. Each party retains sole and exclusive ownership of all right, title, and interest in and to its respective Background IP. Nothing in this Agreement shall be construed as granting a license or assignment of Background IP, except as expressly provided herein to perform the Project. 5.2 Project IP Ownership. Title to all Project IP shall vest solely in the University, recognizing its academic research contributions and statutory mandates, subject to the license grants set forth in Section 5.3. 5.3 Commercialization Options and Licenses.
- (a) The University hereby grants to the Sponsor an exclusive, option to negotiate a commercial, royalty-bearing license to practice the University’s interest in any patentable Project IP, exercisable within ninety (90) days of formal disclosure of such Project IP by the University.
- (b) If the Sponsor exercises its option, the parties shall negotiate in good faith a definitive commercial license agreement containing commercially reasonable terms, including standard commercial royalty rates and diligence milestones.
SECTION 6: MUTUAL CONFIDENTIALITY & NON-DISCLOSURE
6.1 Obligations of Confidentiality. The Receiving Party agrees to protect the Disclosing Party’s Confidential Information with the same degree of care it uses for its own confidential information (but not less than reasonable care), and shall not disclose such Confidential Information to any third party except to its employees, contractors, and professional advisors who have a need to know and are bound by confidentiality obligations at least as restrictive as those herein. 6.2 Exclusions. Confidential Information shall not include information that:
- (a) Is or becomes publicly known through no breach of the Receiving Party;
- (b) Was already in the possession of the Receiving Party prior to disclosure without obligation of confidentiality;
- (c) Is independently developed by the Receiving Party without reference to or reliance upon the Disclosing Party's Confidential Information; or
- (d) Is rightfully received from a third party without duty of confidentiality.
SECTION 7: REPRESENTATIONS & WARRANTIES
8.1 Mutual Warranties. Each party represents and warrants that:
- (a) It is duly organized, validly existing, and in good standing under the laws of its jurisdiction of incorporation;
- (b) It has all requisite corporate power and authority to execute, deliver, and perform its obligations under this Agreement; and
- (c) The execution and performance of this Agreement do not violate any existing contracts or legal obligations to which it is bound. 8.2 Disclaimer. EXCEPT AS EXPRESSLY SET FORTH HEREIN, THE UNIVERSITY MAKES NO WARRANTIES, EXPRESS OR IMPLIED, REGARDING THE PROJECT RESULTS, RESEARCH DATA, OR PROJECT IP, INCLUDING ANY IMPLIED WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, OR NONINFRINGEMENT.
SECTION 8: LIMITATION OF LIABILITY & INDEMNIFICATION
8.1 Limitation of Liability. TO THE MAXIMUM EXTENT PERMITTED BY APPLICABLE LAW, NEITHER PARTY SHALL BE LIABLE TO THE OTHER FOR ANY INDIRECT, INCIDENTAL, CONSEQUENTIAL, SPECIAL, OR PUNITIVE DAMAGES, INCLUDING LOSS OF PROFITS, LOSS OF DATA, OR BUSINESS INTERRUPTION, ARISING OUT OF OR IN CONNECTION WITH THIS AGREEMENT. THE UNIVERSITY'S TOTAL AGGREGATE LIABILITY UNDER THIS AGREEMENT SHALL UNDER NO CIRCUMSTANCES EXCEED THE TOTAL PROJECT FUNDING ACTUALLY PAID BY THE SPONSOR TO THE UNIVERSITY HEREUNDER. 8.2 Indemnification. The Sponsor agrees to defend, indemnify, and hold harmless the University, its council members, officers, employees, and agents from and against any third-party claims, liabilities, losses, damages, or expenses (including reasonable attorneys' fees) arising out of or resulting from:
- (a) The Sponsor’s commercialization, manufacture, distribution, or use of products or processes derived from Project IP; or
- (b) The Sponsor’s material breach of this Agreement.
SECTION 9: DISPUTE RESOLUTION & GOVERNING LAW
9.1 Governing Law. This Agreement, and all claims or causes of action arising out of or relating hereto, shall be governed by, and construed in accordance with, the laws of the State of Queensland, Australia, without regard to its conflict of laws principles. 9.2 Dispute Escalation. In the event of any dispute arising out of or relating to this Agreement, the authorized representatives of the parties shall first attempt in good faith to resolve such dispute through direct negotiations for a period of thirty (30) days. 9.3 Arbitration. If the dispute is not resolved through negotiation, it shall be referred to and finally resolved by arbitration administered by the Australian Centre for International Commercial Arbitration (ACICA) in accordance with its expedited arbitration rules. The place of arbitration shall be Brisbane, Queensland, and the proceedings shall be conducted in the English language.
SECTION 10: MISCELLANEOUS
10.1 Severability. If any provision of this Agreement is held to be invalid, illegal, or unenforceable, the remaining provisions shall remain in full force and effect, and the invalid provision shall be modified to the minimum extent necessary to make it valid and enforceable. 10.2 Entire Agreement. This Agreement, together with Schedules A and B, constitutes the entire agreement between the parties with respect to the subject matter hereof and supersedes all prior or contemporaneous negotiations, understandings, and agreements, whether written or oral. 10.3 Counterparts. This Agreement may be executed in counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. Electronic signatures and digital execution platforms (e.g., DocuSign) shall be fully binding.
4. SCHEDULE A & B PLACEHOLDERS
SCHEDULE A: SCOPE OF SERVICES & PROJECT PLAN
- Project Title:
[Insert Full Project Title] - Principal Investigator:
[Insert Name, Title, Department, Griffith University] - Research Objectives:
[Detailed technical description of academic research tasks, milestones, and deliverables]
SCHEDULE B: MILESTONE PAYMENT SCHEDULE
- Milestone 1 (Execution of Agreement): USD
[Amount]- Due within 30 days of Effective Date - Milestone 2 (Submission of Interim Progress Report): USD
[Amount]- Due[Date / Timeline] - Milestone 3 (Submission of Final Research Report): USD
[Amount]- Due upon Project completion
5. EXECUTION & FORMAL SIGNATURE BLOCKS
IN WITNESS WHEREOF, the parties hereto have caused this Sponsored Research and Academic Collaboration Agreement to be executed by their duly authorized representatives as of the Effective Date.
FOR GRIFFITH UNIVERSITY:
Signature: _____________________________________
Printed Name: [Authorized Signatory Name]
Title: [Title / Role, e.g., Director, Griffith Enterprise]
Company: Griffith University
Date: [Date]
FOR [CLIENT FULL LEGAL NAME]:
Signature: _____________________________________
Printed Name: [Authorized Signatory Name]
Title: [Title / Role, e.g., Chief Executive Officer]
Company: [Client Full Legal Name]
Date: [Date]
6. STEP-BY-STEP EXECUTION & FILING GUIDE
- Document Preparation: Download this file in Microsoft Word (
.docx) or Markdown format. Complete all bracketed fields (e.g.,[Client Full Legal Name],[Principal Address],[Effective Date],[Amount in USD]) ensuring exact legal corporate registration names are used. - Schedule Finalization: Populate Schedules A and B with explicit research metrics, milestones, and precise funding amounts agreed upon by the academic research office and the corporate sponsor.
- Signatory Verification: Verify that the individuals executing the agreement on behalf of both Griffith University (typically authorized via Griffith Enterprise or University Executive) and the Sponsor possess explicit corporate or statutory delegation of authority.
- Digital Execution: Upload the finalized document into an enterprise-grade digital signature platform (such as DocuSign or Adobe Sign). Ensure audit trails are enabled to record IP addresses and timestamp certificates.
- Record Retention: Upon full execution, store the master original document within the University’s contract management repository (and Sponsor’s corporate legal archives) for a minimum of seven (7) years following the expiration or formal termination of the agreement.
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